Phenomenology and Psychoanalysis
PHENOMENOLOGY AND PSYCHOANALYSIS
The polysemous term "phenomenology" has been employed in philosophy since the late eighteenth century and in psychiatry since the beginning of the twentieth. It is worth looking at its use in these two spheres before examining its relationship to psychoanalytic thought.
In philosophy, the word was introduced by the German Johann Heinrich Lambert as a designation for an empirical description of human experience devoid of all metaphysical presuppositions. This meaning is still current. Borrowing somewhat from the study of perception and from history, Hegel used the word in his Phenomenology of Mind (1931) to evoke the stages (consciousness, self-consciousness, reason) whereby human experience, after passing through the universal, appeared first as the experience of concrete singularity and then as the quest for the self-conscious subject. This quest, destined to fail, led humanity through the forms of stoicism, skepticism, and finally phrenology, for which the mind's being in the world is literally a bone (the phrenologist Franz Joseph Gall claimed that bumps on the cranium corresponded to psychological functions). The dialectic of history, far from being imposed from without, manifested itself in and through this evolution of experience.
These two senses of "phenomenology" coexisted until 1913, when Edmund Husserl, in the first volume of his Ideas: General Introduction to Pure Phenomenology (1931), used the term to designate whatever clearly manifests itself after the problem of the existence of the world has been bracketed, in order to describe how the transcendent elements of the world, including other selves and cultural beings, appear in perception, in imagination, in memory, and as essences. Consciousness in this perspective is always consciousness of something, that is, intentionality; phenomenological description excludes introspection.
Husserl's disciples were largely heterodox. In Germany, his descriptive method helped Martin Heidegger situate man's existence as being for death, that is, as a derelict and inauthentic being in the world. Max Scheler, for his part, pressed Husserl's phenomenology into service for his account of "the man of resentment." In France, Maurice Merleau-Ponty used the term when discussing the incarnation of consciousness in the bodies of humans acting in history. Jean-Paul Sartre, in The Psychology of Imagination (1948), argued that consciousness does not present the subject to himself, and that one's ego is an inhabitant of the world, on a par with the ego of the other.
In psychiatry, there is a similar dichotomy with respect to the use of "phenomenology." For Karl Jaspers, the word meant the subjective aspect of clinical psychiatric practice, and he proposed a distinction between knowing (erklären ) and understanding (verstehen ), according to which knowing implied an objective and natural knowledge, whereas understanding referred to an intuitive feeling. Jaspers regarded the failure of such spontaneous understanding as the distinguishing mark of psychosis, thus incorporating a notion of process in his view of the disorder. Jaspers's usage was quickly and widely adopted in Anglo-American psychiatry, where "phenomenology" tends to mean simply the lived experience of patients.
Another psychiatric acceptation, just as important, derives explicitly from Husserl and Heidegger. In German-language psychiatry, Viktor von Gebsattel, Erwin Straus, especially Ludwig Binswanger, and later Roland Kuhn and Wolfgang Blankenburg, despite their considerable divergences, were all concerned to show how each basic type of psychopathology corresponded to a particular mode of being in the world (Heidegger), or a particular mode of the transcendental ego (Husserl). Daseinsanalyse (being-in-the-world analysis) as a therapeutic technique belonged to this tendency.
Within French psychiatry too there were distinct positions with respect to phenomenology. Eugène Minkowski meticulously showed how various basic pathological situations expressed specific alterations in the subject's relationships to time and space. Minkowski also recognized the part played by subjective impressions of the clinician in arriving at a diagnosis. Henri Ey built on phenomenology and existentialism in seeking to transcend clinical empiricism and arrive at an organic-dynamic synthesis and a conception of psychiatry as a pathology of freedom.
It is arguable that phenomenology should be expected not to furnish psychiatry with yet one more theory, but rather to describe the conditions that make psychiatry possible and to clarify the place and the roles of psychiatric knowledge without, however, reducing such knowledge to phenomenology."
The relations between phenomenological attitudes and psychoanalysis, which are neither simple nor schematic, may be viewed from various angles. To begin with, for phenomenology, the existence of the unconscious is far from a central concern, as some in psychoanalysis have asserted. After all, as we have seen, consciousness for phenomenology is defined in terms of intentionality, and introspection is barred as a source of knowledge. Also, if, as Sartre contends, the subject truly exists in the world in the phenomenological sense, and if the ego is not immanent, the phenomenological view (though it cannot speak of "the unconscious") can acknowledge that the subject escapes his own grasp—a postulate readily embraced as early as the work of Hegel. The charge that the unconscious is reified in this context need not be taken seriously.
Phenomenological knowledge, being essentially descriptive, is hard put to achieve any clear standing within an economic perspective, the perspective of metapsychology. This is a very significant divergence between phenomenology and psychoanalysis.
Though they hail from cultural realms far removed from one another, psychoanalysis and phenomenology may be said to have at least one thing in common: neither is a humanist theory. Neither admits any assumptions prior to what is shown by clinical experience or phenomenological reduction; neither posits a priori that humanity is the measure, good or bad, of all things; neither in advance gives humanity sovereignty over itself; and both can acknowledge the role of conflicts and of seeking to avoid conflicts.
See also: Binswanger, Ludwig; Ego psychology and psychosis; Ey, Henri; Identity; Merleau-Ponty, Maurice; Process; Psychoanalytic epistemology; Sartre and psychoanalysis.
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Hegel, Georg Wilhelm Friedrich. (1931). The phenomenology of mind (J. B. Baillie, Trans.). London: G. Allen and Unwin. (Original work published 1807.)
Husserl, Edmund. (1931). Ideas: General introduction to pure phenomenology (W. R. Boyce Gibson, Trans.). London: G. Allen and Unwin.
Koning, André J. J. de, and Jenner, Frederick Alexander (Eds.). (1982). Phenomenology and psychiatry. London: Academic Press.
Lantéri-Laura, Georges. (1963). La psychiatrie phénoménologique: fondements philosophiques. Paris: Presses Universitaires de France.
Lantéri-Laura, Georges. (1991). Psychiatrie et connaissance. Paris: Sciences en situation.
May, Rollo; Angel, Ernest; and Ellenberger, Henri F. (1958). Existence: A new dimension in psychiatry and psychology. New York: Basic Books.
Sartre, Jean-Paul. (1948). The psychology of imagination. Secaucus, NJ: Citadel Press. (Original work published 1940.)
Ricoeur, Paul. (1986). The self in psychoanalysis and in phenomenological philosophy. Psychoanalytical Inquiry, 6, 437-458.