Neoplatonism
NEOPLATONISM
General Characterization
Neoplatonism was the dominant philosophical current in late antiquity, and it had a lasting influence in the Middle Ages when it was adopted by Christian and Muslim thinkers. The term Neoplatonism was coined in the late eighteenth century and was used (in a rather pejorative sense) to distinguish authentic Platonism (as found in Plato's dialogues) from the later systematization and transformation(s) it underwent in the third through fifth centuries, starting with Plotinus.
By using the term Neoplatonism, historians of philosophy wanted to dissociate themselves from the perspective that for centuries had determined, if not distorted, the interpretation of Plato. Yet Plotinus would have been surprised if he had known he would once be called a Neoplatonist. He never intended to be anything other than a faithful interpreter of Plato's doctrines, coming, as he saw it, after centuries of neglect and distortion during which Stoicism and Aristotelianism had set the philosophical agenda, and true, that is, dogmatic, Platonism had, as it were, gone underground in order to survive. This is also how Augustine presents the history of the Platonic Academy in his Against the Academics : "Once the clouds of errors had been dispelled, Plato's face, which is the most pure and bright in philosophy, shone forth, above all in Plotinus. This Platonic philosopher is considered to be so similar to Plato that one could believe that they had lived together; but as there is so much time between them, one should think that Plato revived in him." (XVIII 41). One and a half centuries later, Proclus, in his Platonic Theology hails Plotinus and his followers Porphyry, Iamblichus, and all others following him, until his master Syrianus (d. 437CE), for having restored Platonism in its original splendor.
plotinus's renewal of platonism
What then was so innovative in Plotinus's interpretation of Platonism to praise him so lavishly and to consider him as the founder of Neoplatonism? Plotinus came after two centuries of Platonic revival (in handbooks since Karl Praechter (1858–1933), this period is commonly called Middle Platonism). This does not mean that Plato had ever been neglected during the Hellenistic period. His dialogues, however, seem to discuss problems without arriving at a definite solution, they use dramatic scenery and mythological stories, and do not always provide concordant views. It may have seemed impossible to find in the works of Plato a systematic philosophy that could compete with that of the Stoics. This could explain why a skeptic, nondogmatic interpretation of the dialogues prevailed for a long time. In the schools of the early Roman Empire, however, Plato was rediscovered as a dogmatic author, and Platonists attempted to systematize his views in handbooks and explain them in commentaries. Many innovations attributed to Plotinus are already present in the Platonists of the first centuries (such as Atticus, Alcinous, and Numenius of Apamea). Recent research has questioned the distinction between Middle and Neoplatonism and stressed once again the continuity of the Platonic tradition. In fact, the debate over the right interpretation of Plato's philosophy had already started in the Old Academy. Neoplatonism is in many respects a development of tendencies already present in the early school and even in the later dialogues of Plato himself as well as in his unwritten doctrines, in particular, in the speculations about the derivation of all beings from first principles. This continuity should not, however, make us underestimate the innovative character of Plotinus's philosophy.
The later tradition has always seen the doctrine of the three hypostases—Soul, Intellect, the One (or the Good)—as the most characteristic feature of Neoplatonism and has credited Plotinus with the first clear statement of this theory. Yet most elements of the doctrine are to be found in previous philosophers, as Plotinus himself admits, and, of course, in Plato's own work. With all Platonists, Plotinus strictly distinguishes the sensible from the intelligible realm. The sensible world is not a hypostasis, that is, it is not an independently subsisting reality, but depends for its being entirely on incorporeal principles that derive ultimately from the ideal Forms. Only what is incorporeal and intelligible can have hypostatic reality. Within this realm we have to distinguish between Soul, Intellect, and the One, which constitute an ascending series. This theory could strike one as a needless complication of reality and not as its explanation. From a Neoplatonic view, however, these three hypostases are essential steps in the ultimate explanation of all that exits.
Neoplatonism is, in fact, the most radical answer to the question that motivates Greek philosophy since Thales: What are the first principles of all things? To explain a complex reality such as this cosmos means to reduce it to the more simple elements from which it originates. To explain the multiple, Plotinus argues, is to reduce it to its ultimate principle of unity (anagôgê eis hen ). Whatever exists, exists thanks to its unity. For without unity a thing has no essence, no being, falls apart: A house would no longer be a house but a mere heap of stones; a living being not an organism but flesh and bones; the soul not a soul but a bundle of emotions, memories, thoughts, and so on. Unity, then, is much more fundamental than essence or form. For being depends on being one. As Plotinus puts it, being is a trace of the One. Neoplatonism does not primarily offer a theory of being, an ontology as can be found in the Aristotelian metaphysics, but a doctrine of what is one and what ultimately explains unity and is therefore rather a henology. Proclus's Elements of Theology start with the proposition that "every multiplicity in some way participates in unity". It is not itself, however, the One, but a unified manifold, having unity as an attribute, and is therefore posterior to the One upon which it depends. For that reason no being can ultimately be explained by a principle of unity that is intrinsic to it. Unity that is participated in depends upon a transcendent principle of unity. Thus the living organism is one thanks to the soul giving life and unity to the body. The One must be identified with the Good, since it is the proper function of the One to hold together all things and maintain them in existence, which is also the function of the Good. For to hold a thing together and make it one is to give it its perfection and well-being whereas dispersion is the cause of its destruction and evil. Therefore, all things pursue unity as the good because they all strive to continue to exist and shun division as evil. Therefore, the One is to be identified with the Good, and the origin of the procession (proodos ) of all things is also the end of their return (epistrophê ).
In our search for an ultimate explanation, we will find always higher levels of unity until we arrive at the One itself. The whole sensible cosmos is one complex living organism wherein all things are connected in a chain of causes and linked by mutual sympathy, as the Stoics said. But what explains the unity and coherence of this world cannot itself be a material principle, such as the Stoic active principle, but has to be an incorporeal world soul. As Plato argued in the Timaeus, the soul is an intermediate between the sensible and the intelligible, the temporal and the eternal. But because it is incorporeal, the soul, at least the rational soul, is never entirely cut off from the intelligible world, not even when it is incarnated in a body. The soul, however, is not itself the origin of the specific forms and of the organic structure incorporated in this world. Whatever the soul (as demiurge or creative cause) conveys to this world derives from the ideal Forms contemplated by it. In fact, all production results from contemplation. If one subtracts from this sensible world matter, mass, spatial differences and time, coming to be, corruption and death and only understands what is essential and eternal in it, one finds a wonderful organism, an articulated system of specific forms, eternal objects of thought. This is the intelligible world, true reality and divine Intellect, as one perfect science that comprehends in itself all being known in its essential structures. Although comprehending all forms eternally and at once, this self-thinking Intellect or Intelligible Being cannot be the ultimate explanation of the universe, as Aristotle thought. For it is characterized by the multiplicity of the Forms and by the duality of thinker and object of thought. This leads Plotinus to a provocative conclusion that seems to go against the grain of philosophy itself: "For thinking itself does not come first either in reality or in value, but is second and is what has come into being when the Good [already] existed." (V 6, 5, 5–6). This Good is, as Plato famously said, beyond (epekeina ) thinking and being. It desires nothing, needs nothing. It is just One. Because it is nothing, it can be the origin of all things, not because it creates or produces them, but because they all come forth from its overflowing simplicity. Characteristic of Neoplatonism is this double transcendence: that of the Intelligible with respect to the sensible and that of the Good with respect to the Intelligible.
a spiritual experience
The amazing success of Neoplatonic philosophy, also beyond the limited circle of pagan philosophers, cannot be explained solely by elements of the doctrine. What made it so attractive was that it not only offered a theoretical understanding of reality, but also promised a way to ascend to the first principle of all, bringing the soul back to its own origin. Philosophy begins with the Delphic maxim know thyself, which is understood as an exhortation to return into thyself. "Go back into yourself and look," says Plotinus (I 6, 9, 7). This epistrophê, or return, of the soul upon itself is also the beginning of the return to the intellect and the One from which the soul proceeded. For within itself the soul does not only discover its own essence but also has access to the intelligible world to which it belongs essentially. Plotinus tells us of his personal experience: "Often I have woken up out of the body to my self and have entered into myself, going out from all other things. I have seen a beauty wonderfully great and felt assurance that then most of all I belonged to the better part; I have actually lived the best life and come to identity with the divine" (IV 8, 1, 1ff.). The truly wise person therefore "has already finished reasoning and turned to himself: all is within him" (VI 5, 12 17–18). The three hypostases, Soul, Intellect, the One do not solely exist in nature : We find them in ourselves, at least if we first discover that we are a self. Through a moral life we have to gather our self from the fragmentation of the daily needs of the body, which distract our attention toward the outside. We are more than souls taking care of our body. We belong to the intelligible world, or rather, each of us is the intelligible world, and in our deepest self, we are one, one with one another, one with the One cause of everything.
The different hypostases of reality are not just three levels of reality; they are different levels of spiritual existence, or different modes of being self. Neoplatonic philosophy is not just a theory about unity, for such a theory could never succeed on its own. It is an exhortation to find the one by becoming one and simple, eventually giving up reasoning and explanation, just being one, or even going beyond being, by reaching an ecstatic experience. This unification with the One is not an alien supplement, not a denial of philosophy, but a realization and radicalization of what always was the intention of philosophy: to reach the first principle; to overcome the distinction of knower and object known.
neoplatonism: the fulfillment of hellenic culture
Neoplatonism is not just an effort to offer a comprehensive understanding of the Platonic doctrines scattered all over the dialogues. It also integrates within this Platonic perspective the whole philosophical tradition starting with Pythagoras. Aristotle himself is seen as essentially a Platonic thinker, at least if purified of the distortions of some later Peripatetics. Without a full knowledge of the Aristotelian logical writings and his treatise On the Soul it is not possible to understand the subtle Neoplatonic theory of knowledge. Aristotle's analyses of substance, matter and form, potency and act, quality and quantity, the different forms of causality provide the conceptual framework in which Plato's arguments are construed. To the Neoplatonists we owe the great commentaries on Aristotle, which made possible the reception of his philosophy by the medieval thinkers. When Neoplatonism took over the intellectual hegemony, after five centuries of being dominated by Stoicism, it also adopted many Stoics doctrines, in particular (part of) their ethics, and their views on providence and fate. Thus, they secured it an influence beyond antiquity. In short, Neoplatonism not only comes at the end of ancient philosophy, it integrates, in a way, the whole philosophical tradition in all its richness and diversity, making a synthesis of what had been for a very long time opposing schools.
In contrast to Plotinus, the later Neoplatonists became increasingly interested in the wisdom transmitted through the ancient religious traditions, not only the Hellenic religion (as it was known through Homer and Hesiod (c. 700 BCE) between the Orphic revelations), but also the arcane doctrines and rituals of the barbarians, in particular, the Egyptians and Chaldaeans. Of particular interest for the later development of the school were the so-called Chaldaean Oracles. These oracles offer, in epic hexameters, a mythical theogony and cosmogony of Platonic inspiration. They are supposed to have been revealed by the gods to a certain Julian the Chaldaean and his son, the theurgist (c. 160–80 BCE). The term the-urgy (divine work) indicates certain ritual actions, which connect those who practice them with the gods. From Iamblichus onward, the Chaldaean Oracles gained a considerable authority comparable only to that of the sacred texts of Jews and Christians. This positive attitude toward the diverse religious traditions did not, however, include Christianity. Porphyry and Iamblichus wrote polemical treatises against the Christians and, following them, the emperor Julian, called the Apostate (331–363), even started persecuting them. They considered Christianity as a threat for the whole of Hellenic culture with its tradition of education, literature, religious practices, and philosophy. The intolerant attitude of the Christians made it impossible to integrate their views together with the other religious traditions in one comprehensive Platonic theology. The growing opposition against Christianity may explain why Neoplatonic philosophy itself, from Iamblichus onward, became increasingly theological in its project. The Christian authors liked to point to the contradictions within the pagan philosophical tradition. They perceived all schools to have divergent opinions, which would almost naturally lead to skepticism. In response to this the Neoplatonists made an attempt to systematize and reconcile the most diverse doctrines from an overall Platonic perspective, integrating in it all that was valuable in the mythological and religious traditions. Just like the Christians they had their own sacred books (which were wonderfully in agreement with Plato's wisdom), and their theurgical practices could be seen as a rival to the sacramental practices of the Christians aiming for the salvation of the soul.
At the end of antiquity, in particularly in the Athenian school, Neoplatonism had thus become the ideological justification of the old pagan culture wherein all the wisdom of the Hellenic tradition was integrated: the theology of Homer, Hesiod and Orpheus, Pythagoras, Parmenides, Plato himself, and also Aristotle and the Stoics.
Historical Survey
the legacy of plotinus
Plotinus undoubtedly set off the Neoplatonic movement, though it is difficult to call him the founder of a school. His philosophy was in a way too original, too much linked to his own spiritual experience. Plotinus is provocative and daring in his expression, as he himself admits, as when he says that the soul is never fully distanced from the intellect. From a scholarly point of view, much in what he says remains unclear: How can the One be beyond all things and still be the power of all things ; how can the One bring forth a multiplicity; what exactly is the role of the soul in the production of the World; and so on. Particularly challenging was Plotinus's philosophical appropriation of religion. The philosopher is the true priest who can ascend within himself to the divine principle of all. He has no need to go to temples, the gods "will come to him" (Vita Plotini, 10). Enough questions to stimulate further debate in the later school for over two centuries.
It would wrong, indeed, to see Neoplatonism as a unified movement: There was considerable divergence within the school, with conflicting interpretations of Plato; different views on essential points of the doctrine, such as the status of the One and the explanation of the procession of all things; the relation between the Intellect and the intelligible and the status of the Ideas; the role of the demiurge in the creation of the sensible world; the function of demons and other intermediary beings; the nature of the soul and its relation to the intelligible world; and above all, the role of theurgy. Nevertheless, all shared a common doctrine, the three hypostases: the transcendence of the One, the distinction between the sensible and the intelligible, the return upon the self as the origin and the end of philosophy.
The following survey shall sketch the main lines of the historical and institutional development of Neoplatonism, referring to the relevant entries in this Encyclopedia for more in-depth studies of major figures.
the first generation after plotinus
After his arrival in Rome, Plotinus soon attracted to his lectures students and devotees who often belonged to the high Roman society. We are well informed about the intellectual climate in this close circle—about the texts that were read and the topics they discussed, about the interaction in the group—thanks to the Life of Plotinus written by his close disciple Porphyry as an introduction to his edition of the works of his master. As Porphyry tells us, Plotinus for a long time refused to write down his lectures. Only at the age of forty-nine, at the insistence of his students, did he start scribbling down his arguments. It took Porphyry a great effort and a long time to make the texts ready for publication. The Enneads, as they were called (they consist of six groups of nine essays), were published about thirty years after the death of the master. This edition made the reputation of Plotinus and gave his thought a wide circulation beyond the circle of his immediate disciples. Soon a Latin adaptation of the work was made (probably a selection), which attracted enthusiastic readers among young intellectuals in Milan, as the example of Augustine shows. Porphyry also wrote a systematic introduction to Neoplatonic philosophy, the "Pathways to the Intelligible," making abundant use of material from Plotinus. Without the effort of Porphyry, the philosophy of Plotinus, this original individual, would never have had such an immense influence on the development of late antique and medieval thought. Porphyry defended the harmony of Plato and Aristotle (this is the title of one of his lost works) and contributed to the reception of Aristotle's works in the Neoplatonic curriculum as an introduction to the study of Plato. He wrote two commentaries on Aristotle's Categories and a short Introduction (Eisagôgê ) to the study of categories, which soon gained the authority of an Aristotelian treatise.
In a famous treatise (the concluding part of which is known as Ennead II 9 [33]), Plotinus attacked some Gnostic Christians and defended the beauty of the Cosmos against their dualistic views. Porphyry in his Against Christians launches a direct attack against the Christians. This anti-Christian outlook would also be that of the later school. Despite his anti-Christian polemics, Porphyry has a great interest in the diverse religious traditions as a source of wisdom. He is the first philosopher to pay attention to the Chaldaean Oracles and is fascinated by the theurgical rituals as a means to achieve the salvation of the soul (that is, the return of the soul to God). But, maybe under the influence of Plotinus, he adopted a more intellectual interpretation of religion, which led him to question theurgy and other aspects of the Egyptian religion (for which he would be criticized by Iamblichus). Hence, Porphyry limits the efficacy of theurgical practices to the lower degrees of salvation (those concerned with the purification of the pneumatic body and the lower soul) while demanding strictly philosophical means for achieving the union with the One.
the syrian school of iamblichus
The Syrian Iamblichus stayed for some time as a student with Porphyry in Rome. He had, however, diverging views on many issues and did not hesitate to attack Porphyry in writing. Having returned to his native Syria at the end of the third century, he set up his own school at Apamea. While Porphyry's influence remained mostly limited to the Western part of the Empire (including the Latin tradition), Iamblichus left a definitive stamp on the development of Neoplatonism in the Greek world, both through his metaphysical speculations on the first principles and his passionate defense of theurgical practices. Whereas Porphyry, interpreting Plotinus, intended to see the One as the summit of the Intellect, Iamblichus emphasizes even more the transcendence of the first principle, putting the Ineffable even beyond the One. Within the intelligible realm, he further distinguishes the purely intelligible from the intellectual level. And whereas Porphyry, following Plotinus, identified the supreme part of the soul with the intellect, Iamblichus insists that the soul is a separate ontological entity, intermediate between the intelligible and the sensible and therefore lower than intellect. Situated between the soul and the intellectual gods, the classes of demons, angels, and heroes have an important mediating function. All this announces a tendency that will become dominant in the later development of the school: the introduction of ever more intermediaries in the procession from the One to the multiple to make the transition from one level to another less abrupt. It is also Iamblichus who introduces the distinction between a non-participated and a participated status of a principle (such as soul or intellect). He also develops the triadic schema of remaining, procession, and reversion and applied this and other structures to different ontological levels. Iamblichus seems to have developed all important principles that support the architecture of Neoplatonic metaphysics. He also deserves credit for having established the educational canon of Plato's dialogues as well as their reading order and for having developed the exegetical principles for the interpretation of Plato, the most important of which being the determination of the right scope or intention of a dialogue. Iamblichus also initiates the Pythagoreanizing trend in Neoplatonism. He considers Pythagoras as the real founder of the philosophical tradition in all of its branches and as the model of the philosophical life. Plato himself, so Iamblichus believes, was the most eminent exponent of that tradition. Iamblichus's Pythagorean leanings also explain the heavy emphasis on mathematics as the most universal science, having applications in all possible branches of philosophy, not only in physics, and astronomy, but also in ethics and theology. For his attempt to fuse Pythagoras and Plato into one mathematical–metaphysical system, Iamblichus could find inspiration in Neopythagorean authors of the first centuries CE, such as Nicomachus of Gerasa (c. 60–120 CE).
Even more important for the future development of the school is Iamblichus's novel attitude to religious rites. He could not agree with Porphyry's reserved rationalistic attitude toward religious practices and theurgy in particular, as is evident from his anonymous reply to the latter's Letter to Anebo (an Egyptian priest). Iamblichus's reply, since the Renaissance known under the title On the Mysteries of the Egyptians, is a comprehensive defense of religious practices, magic, and sacrifices:
It is not thought that links the theurgists to the gods: for otherwise what should prevent the theoretical philosopher from enjoying a theurgic union with the gods? But this is not the case; theurgic union is attained only by the perfective operation of ineffable acts worthily performed, which are beyond all understanding, and by power of the unutterable symbols, which are intelligible only to the gods.
By thus insisting on the necessity of the practice of theurgic rites to accomplish the union with the gods, Iamblichus rejects, as E. R. Dodds notes, "the whole basis of the Plotinian intellectual mysticism" and "opens the door to all those superstitions of the lower culture which Plotinus had condemned in that noble apology for Hellenism, the treatise Against the Gnostics." (Dodds 1963, p. XX with quotation of De myst. II 11).
Some of Iamblichus's students devoted a lot of attention to the philosophical justification of magical and esoteric practices. They set up a school in Pergamum that seems to have gained some reputation when one of its students, Julian, became emperor. Julian drew upon Neoplatonic philosophy in his attempt to restore pagan rituals and traditions against the increasing influence of the Christians. Sallustius (fl. fourth century CE), who published a small introductory manual of Neoplatonic theology On the Gods, was probably a member of the same school.
the athenian school
The philosopher Plutarch of Athens (d. 432) gave a new inspiration to the Platonic Academy in Athens, which from then on adopted the philosophical style of Iamblichus. Although they no longer taught in the original building of the Academy, the successive heads of the school in Athens proudly considered themselves to be the "diadochoi," successors of Plato. Of Plutarch we have only indirect and fragmentary evidence. Proclus attributes to him an important role in the search for the right interpretation of the Parmenides. As a young student, he read with him Aristotle's treatise On the Soul and Plato's Phaedo. One would like to know how Plutarch attempted to reconcile the opposing views of Plato and Aristotle on the nature of the soul and its immortality, and on the origin of knowledge (anamnesis vs. abstraction).
After Plutarch's death in 432, Syrianus, a native from Alexandria, became the new head of the school. Of Syrianus we have only a commentary on some books of the Metaphysics in which he is often very critical of Aristotle. He recognizes Aristotle's great contribution in logic, ethics, and natural philosophy, even in theology. But, as he says, Aristotle's attack on the doctrine of the first principles of Pythagoras and Plato (an in particular, the doctrine of the Forms) is so unfair and shows so much misunderstanding that he felt compelled to defend the truth by showing Aristotle's arguments to be invalid (In Metaph. 80, 4-81, 14.)
When Syrianus died (c. 437), he was succeeded by Proclus who was born from a Lycean family still faithful to the old religion and had come from Alexandria to study philosophy in Athens. After a short term with Plutarch, Proclus continued his philosophical education under the guidance of Syrianus: "In less than two years Proclus read with him all of Aristotle's treatises on logic, ethics, politics, physics, and the theological science which surpasses them all. When Proclus was suitably educated through those studies which, so to speak, are a kind of preparatory initiation, or lesser mysteries, Syrianus led Proclus to Plato's mystagogy." (Marinus, Life of Proclus, §13).
Because of the loss of most of Syrianus's, work, it will never be possible to determine which ideas and doctrines Proclus inherited from his master and which ones he contributed himself. But it is evident that Syrianus had a profound influence on Proclus, as the latter gratefully acknowledges: "It is he who has granted us the privilege of partaking in the philosophy of Plato as a whole and who has communicated to us what he had received in secret from those senior to himself, and, above all, who joined us with himself as co-celebrants of the mystical truth of the divine principles." (Theol. Plat. I 1, p. 6.16-7.8 ed. Saffrey-Westerink, transl. J. Dillon). As is clear from this text, Proclus understands his Platonic education not just as a transmission of a philosophical doctrine but as a revelation of a mystical truth coming from the gods through Plato, and even as an initiation in a mystery cult and a participation in a ritual practice of life.
As we know from his biographer (and successor) Marinus (c. 440–c. 500), Proclus's whole life was devoted to teaching and writing. He wrote commentaries on the Platonic dialogues that were part of the Neoplatonic-school curriculum. The course started with the reading of the Alcibiades I, a dialogue about self-knowledge, which was regarded as an introduction to philosophy. The curriculum culminated in the explanation of the two major dialogues of the Platonic corpus, which were considered to incorporate the whole of Plato's philosophy, namely the Timaeus (about the generation of the physical world), and the Parmenides (about the procession of all beings from the One). The commentaries of Proclus are masterpieces in their genre, as they not only offer a systematic interpretation of the text but also provide a wealth of information about the discussions within the Platonic tradition. In addition to his commentaries, Proclus owes his reputation to his two great syntheses of Neoplatonic philosophy, the Elements of Theology and the Platonic Theology.
In the Elements of Theology, Proclus demonstrates in a geometrical way the most fundamental theorems of the theological or metaphysical science as he understands it. The first part examines the fundamental principles that govern the structure of all reality, such as the relation between the One and the many; cause and effect; whole and parts; transcendence and participation; procession and reversion; continuity and discontinuity. In the second part he expounds the procession of the divine principles (henads, intellects, souls). The Elements of Theology is without doubt his most original work, not so much because of its content (which offers the standard doctrine of the Athenian school) but because of its extraordinary attempt to develop the entire Neoplatonic metaphysics from a set of axioms. It also had a tremendous influence, in particular through the Arabic adaptation that was made in the ninth century in the circle of Al-Kindi (805–873). In the middle of the twelfth century, this Arabic treatise was translated into Latin. The Liber de Causis, as it was named, circulated as the work of Aristotle and thus obtained a great authority in medieval scholasticism. The systematic character of the Elements and its rigorous method make it the best introduction for the student not only to Proclus's own thought but also to Neoplatonism in general.
Proclus was convinced that the truth about the gods had been revealed in many different ways—in obscure oracles, myths, and symbols. It was his ambition to prove the harmony between Plato and the other sources of divinely inspired wisdom, in particular, the Chaldaean Oracles and the Orphic poems. In his view only a genuinely philosophical approach could offer the conceptual framework for such a comprehensive interpretation. One finds such a framework in the Parmenides if one adopts the theological interpretation of this dialogue developed first by Syrianus. The Platonic Theology, written at the end of Proclus's life, is the perfect realization of this theological project—a pagan Summa of theology.
It is difficult to evaluate the originality of a thinker who, in most of his works, proclaims to be nothing but a faithful follower of his master Syrianus. But it is Proclus who put his mark on the subsequent development of Neoplatonism in Byzantine, Arabic, and Latin medieval thought. His huge influence—much greater than that of Plotinus—could extend itself mainly through two important indirect channels of transmission: the Arabic adaptation of the Elements in the Liber de Causis, and the Christianization of his Platonic theology by Dionysius the Areopagite. The latter author pretends to be, and was for centuries believed to have been, the Dionysius mentioned in the Acts of the Apostles who became Christian after the preaching of Saint Paul on the Areopagus (Acts 17:34). This authorship gave this work an almost apostolic authority both in Byzantium and in Latin Europe. Although the real identity of this author still remains unknown, he probably was a Syrian Christian who followed classes in Athens at the end of the fifth century (he may even have been a direct disciple of Proclus). In his works, and in particular in his treatise On the Divine Names, he expounded the Christian doctrine of the transcendent God, of the Trinity, and of creation and incarnation in terms of Proclus, eliminating references to the pagan religion and substituting the Christian sacred writing for the Chaldaean Oracles.
Among Proclus's fellow students under Syrianus were Hermias, who would return to his hometown Alexandria and start teaching there, and Domninus of Larissa (c. 420–480), who had a predominantly mathematical interest and was criticized by Proclus for his unorthodox interpretation of Plato.
On the further history of the Platonic school in Athens at the turn of the fifth century, inside information is provided by Damascius, the last head of the school, in his Life of Isidore (Isidore [fifth century] was his predecessor). Thanks to his energetic reforms and inspiring teaching, the Academy would revive one last time. Damascius is known, among other things, for his commentaries on the Philebus and the Parmenides, but above all things, for his treatise On the First Principles (De principiis ). This work concludes a period of a thousand years of philosophical speculation on the first causes. Damascius has no ambition to develop a system that would surpass that of his predecessors. His own thought is primarily aporetic: He raises critical questions in the margin of the doctrine of the principles as it had been developed in the Neoplatonic tradition and confronts it with all sorts of difficulties. When he risks a solution—and on many issues he can be very original (for instance, his doctrine on time)—he again calls it into question by raising new aporias. The most fundamental aporia is discussed at the beginning. Is the first principle itself a part of the whole of which it is the principle? The first, it seems, is neither principle nor cause nor does it fit in any other category used to explain relations between beings: It is an ineffable nothing we have to postulate beyond the one whole. This ineffable is even beyond the One, which is the first principle of all things. More than any other Platonic philosopher, Damascius is aware of the precarious nature of all rational discourse when dealing with questions that go beyond the limits of what can be experienced. About the first principles we can only speak by making use of analogies and indications. His sharp critical mind does not, however, lead him to skepticism. If a philosophical explanation remains tentative and fragile, there is also the mythological tradition and religious practice, to which Damascius remains very devoted. In many ways his work is a wonderful swan song of pagan Hellenism.
The renaissance of the Academy under Damascius may have been one of the reasons for its closing by a decree of the emperor Justinian (c. 482–565) in 529. The decree is one of the multiple measures of the emperor against pagans: They were formally excluded from all official positions, including teaching. According to the historian Agathias (536–582), Damascius, together with Simplicius, Priscianus the Lydian, and other philosophers went into exile at the court of King Chosroes (?–579) in Persia. After two years Chosroes concluded a peace treaty with Justinian, which contained a clause about the exiled philosophers: "They were free to return to their country and live quietly by themselves without being compelled to accept any belief against their conviction or to renounce the creed of their fathers" (Agathias, II, 28–32 ed. Keydell, transl. Westerink). Whether they returned to Athens or Alexandria or stayed in other places remains uncertain.
alexandrian school
Alexandria had always been a city with a dynamic intellectual life, and it remained so in late antiquity though Christian theological debates now dominated the scene and church authorities set restrictions to the teaching of pagan philosophy. A notorious case, symbolic of the changing times, is the lynching of Hypatia in 415 by a Christian mob. Educated by her father Theon (335–405), Hypatia had become an outstanding mathematician. What her philosophical interests were are unknown, but among her admiring disciples was Synesius (c. 370–414), author of On Dreams of Neoplatonic inspiration, who also shows an interest in the Chaldaean Oracles even after he had become a Christian bishop.
The first to introduce Neoplatonic philosophy in Alexandria was Hierocles (c.400–460 CE), who studied in Athens with Plutarch. He is the author of a commentary on the Golden Verses of Pythagoras and a treatise On Providence. In the introduction of the latter work, he criticizes "all those who try to break up the unanimity of Plato and Aristotle". Thanks to his master Plutarch, he was educated in a tradition that harmonizes the thought of both great philosophers and goes back to Ammonius (c. 175–243 CE), who was teacher of Plotinus in Alexandria: "This man, Hierocles says, was the first to bring the teachings of Plato and Aristotle into one and the same view and to transmit a philosophy without factions to all his students." This hermeneutical approach—different from the more polemical attitude to Aristotle of Syrianus and Proclus—would be continued in Alexandria by the following generations of philosophers and find its magnificent expression in the great commentaries on Aristotle of Simplicius.
The leading Neoplatonic philosopher in Alexandria was another Ammonius (c. 440–526) who had come from Athens with his father Hermias. In his youth Ammonius followed courses with Proclus, and he would adopt the basic principles of the latter's Neoplatonic synthesis. Of Ammonius, however, we possess only commentaries on Aristotle, one of which he wrote himself (on De Interpretatione ), others of which were published in the form of lecture notes by his students. Since most of his teaching was devoted to the explanation of Aristotle's logic and (meta-)physics, the typical Neoplatonic doctrines (the three hypostases; the procession of all things from the One; the structure of the intelligible world; the ascent and mystical union of the Soul) are rarely discussed and explained. Had we also had Ammonius's commentaries on Plato, the picture might have been somewhat different. But it may also be the case that Ammonius intentionally avoided controversial subjects as he noticed the growing number of Christian students in his audience. The Alexandrian School was a much more open system of education than the Athenian Academy, which had in its last phase become somewhat of an esoteric group. However, from the extant texts, it emerges that Ammonius had more interest in explaining the structure of the physical world than in elucidating the architecture of the intelligible world.
Scholars have often said that the Alexandrian School represents a different kind of Platonism from that of Athens:
In Athens the speculative, mystical, theurgic, and religious elements predominated; and that school remained to the end a stronghold of paganism. In Alexandria scholarly interests and a noncommittal exegesis of texts prevailed. The Platonism that the Alexandrian School professed was in some respects closer than that of the Athenian School to the pre-Plotinian version; thus, the doctrine of the ineffable One and the mystic union with it had no prominent place.… Thus, the "baptizing" of Greek philosophy—including the stress on those parts of the Aristotelian philosophy that were metaphysically neutral—so often considered characteristic of the medieval period, was to a certain extent anticipated in Alexandria; after the Arab conquest it was perhaps replaced by 'Islamizing'."
Thus writes Ph. Merlan in the first edition of this Encyclopedia, following the views of Praechter. Recent studies (in particular, by Ilsetraut Hadot), however, tend to minimize the differences between the two schools. There were indeed very close relations, even family relations, between the members of both schools, and there was a lively intellectual exchange. All members were educated in the same tradition. The fact that some doctrines are less prominent in the extant works of the Alexandrians can be explained by the fact that only their work on Aristotle have come down to us. A close reading of the works of the Alexandrian philosophers shows that they had fundamentally the same views on the most important metaphysical issues (such as the distinction between the demiurge and the absolute One) as their colleagues in Athens. And yet it cannot be denied that there are important differences between the two schools and that the view of Praechter and Merlan contains some truth. First, as noticed, there is the harmonizing, not polemical, approach to Aristotle. One may even go so far to say that the Alexandrians were primarily interested in presenting a Platonized Aristotle. Second, though Hadot may be right in denying that the Alexandrian thinkers return to a pre-Plotinian form of Platonism, they tend to simplify considerably the highly complicated Proclean system. Third, the philosophy of the school of Ammonius is less connected with openly pagan beliefs. The project of a comprehensive Platonic theology seems to be alien to them. According to Damascius (who speaks about it with contempt), Ammonius had concluded a pact with the patriarch Athanasius. We do not know what concessions he made to preserve the freedom of teaching in the school. Maybe he promised not to discuss certain doctrines contrary to Christian faith, such as the eternity of the world or the preexistence and reincarnation of the soul.
Two of the most famous students of Ammonius deserve special mention: John Philoponus and Simplicius. The latter is rightly famous for his voluminous commentaries on the Physics, the De Caelo, and the Categories (the commentary On the Soul is not his work but probably of his colleague Priscianus), which still are of great use to any interpreter of Aristotle. Simplicius attended Ammonius's courses on Aristotle, but he mentions also Damascius as his teacher. This double education situates him somehow halfway between Alexandria and Athens. He is well acquainted with Damascius's metaphysical speculations (on the procession of all things, on time and place), but never forgets the first intention of his work, which is to offer a faithful elucidation of the views of Aristotle in a Neoplatonic perspective. His commentaries also contain rich historical and doxographical information on the Presocratics (of whom he preserves many fragments), on Stoic philosophy, and on the later developments of the Peripatetic and Platonic school. He also quotes long sections from Plato's Dialogues and misses no opportunity to demonstrate that there is no contradiction between Plato and Aristotle in doctrinal matters. When Aristotle does seem to attack his master, so Simplicius argues, his critique only concerns the manner in which Plato expresses his views. For Plato often uses a narrative form and a metaphorical language, which, if taken literally, may lead the reader to erroneous views. To defend the harmony of Plato and Aristotle was for Simplicius also of great strategic importance in his controversy with the Christian Philoponus. The latter liked to exploit the oppositions within the philosophical tradition in order to undermine it.
Philoponus was one of the brightest students of Ammonius. He published several of his lecture courses and continued to comment on Aristotle in the manner of his master. What sets Philoponus apart from the other members of the school, however, is the publication of a treatise against Proclus in which he attacked, from an overtly Christian point of view, the doctrine of the eternity of the world. Philoponus attempts to prove that the world had a temporal origin and that this was also the authentic doctrine of Plato in the Timaeus. In the later versions of his commentaries on Aristotle, he adopts the same polemical attitude whenever he finds Aristotle in contradiction with the Christian understanding of creation.
The publication of Against Proclus in 517 must have provoked quite a scandal in the school, where Philoponus was one of the leading figures. Scholars have advanced many solutions to explain his sudden change from a Neoplatonic to a Christian philosophy. The fact that the publication of the polemical treatise coincides with the closing of the Academy in Athens and with other hostile measures that were taken against pagan philosophers may provide a useful clue. By publishing his book against Proclus, Philoponus probably wanted to distance himself from the allegedly pagan elements in Neoplatonic philosophy. In his later work he is only engaged in theological discussions.
Simplicius says he never met Philoponus and speaks of this newcomer, not really a philosopher, with utter disdain. In his commentary on the De Caelo, he came to the defense of Aristotle and of the old Hellenic pagan view of the cosmos as an everlasting, wonderful expression of the intelligible world.
The successor of Ammonius as head of the school was Olympiodorus (c. 500–565). We also have some of his commentaries on Plato, which show that he did not consider himself to be a Christian. For he continued to defend, though with caution and without offending his audience, some views that belonged to the pagan tradition. He upheld polytheism by explaining the lower gods as powers of the first God rather than as many gods.
Olympiodorus's two pupils, Elias and David, who lectured on Aristotle's Organon, certainly were Christians though their belief does not really have an impact on their teaching. The last teacher in the school was Stephanus, who became professor at the newly founded academy in Constantinople (in 610). The transfer of the school (and its library) to Constantinople may explain why so many works of pagan Neoplatonists have survived.
latin neoplatonism
In the western part of the empire, too, we find authors who were influenced by Neoplatonic ideas. Since they all wrote in Latin, they would have a determinative influence on the formation of Medieval Platonism. There are, of course, Christian thinkers, such as Ambrose (c. 339–397), Marius Victorinus (c. 280–365), and above all Augustine, who all considered Plato closer to Christian faith than any other philosopher. Yet besides them there also was a small group of authors who continued to practice philosophy in the old tradition. Even if they were Christians, their beliefs had almost no effect on their arguments (contrary to what we see happen in Augustine). A good example is Calcidius (late fourth century), who translated and commented the Timaeus and followed Porphyry in many of his interpretations. His work had an immense success in the early Middle Ages. The same is true for the Commentary on the "Dream of Scipio" by Macrobius (c. 400), who quotes also from Plotinus and Porphyry. Also Martianus Capella (early fifth century), author of the much read On the Marriage of Philology and Mercury that offers an allegorical introduction to the seven liberal arts and makes them part of the philosophical wisdom, shows a thorough acquaintance with the Platonism of late antiquity. Last but not the least is Boethius who is undoubtedly a Christian (as his theological work shows). Yet in his practice of philosophy, he does not allow Christian arguments to interfere directly. He is author of the celebrated Consolation of Philosophy, which is profoundly Neoplatonic in its argument, but he also wrote translations and commentaries on Aristotle. It was his ambition to translate and comment on all of Plato's and Aristotle's works and to demonstrate that they are in agreement on fundamental questions. This program situates him in the tradition of Alexandria, with which he was well acquainted. He shows also to be familiar with the works of Porphyry and Plotinus.
Epilogue: Christian Neoplatonism
As we have seen Neoplatonic philosophy from the beginning took a very polemical attitude toward Christianity. Plotinus attacked some Gnostic Christians in his entourage; Porphyry wrote a vehement attack against the Christians, as did Iamblichus and Julian. The latter even used the Neoplatonic philosophy in his policy of restoration of paganism. In the Athenian School Neoplatonism became the ideology of pagan religion in its multiple guises. When Christianity became the dominant religion, philosophers had to be more cautious and could only make indirect criticism. Proclus and Damascius just ignored Christian thought and looked down with contempt upon the Christian establishment. The Christian authors, of course, attacked paganism, but were, on the other hand, surprisingly positive toward Neoplatonism, which they considered to be the philosophy that came closest to the Christian Weltanschauung. This is the case for Augustine in the west and for Gregory of Nyssa and Gregory of Nazianzus in the East. The reasons for this fascination are manifold: the other-worldness of Neoplatonism; the emphasis on the transcendence of God; the nondualistic doctrine of creation (procession); the spiritual antimaterialistic interpretation of the world; the immortality of the soul; the access to the divine through the soul's return upon itself. The differences were no less evident, in particular, the doctrine of incarnation, personal providence, and the belief in resurrection. Whereas Christian thinkers were often deeply influenced by Neoplatonic thought, the pagan philosophers, on the contrary, showed no influence from Christianity: They absolutely ignored it. There was no interaction between Neoplatonism and Christianity, only a strong influence in one direction.
The integration of Neoplatonic arguments in the explanation of the Christian wisdom give rise to original speculations about creation, the world, the place of humankind, and the relation of soul-body. Some scholars may argue that this Christian appropriation of Neoplatonism is a betrayal of the original spirit of philosophy. But this transformation is in itself a wonderful testimony to the creativity of Neoplatonic thinking. Take the concept of the self, which in Neoplatonism gained a much greater richness than ever before in Greek philosophy. Augustine took over the notion of self-reflexivity but gave it an incredible concrete existential richness, making it a leitmotif of his autobiography (Confessions ). Another example is eschatology. According to the Neoplatonic view, the procession and return are constitutive movements of each being in relation to its cause. Christian thinkers historicized this process: At the beginning of time, all things proceeded from God and will return to Him at the end of time. This interpretation made it possible to give a meaning to history and even to the contingent events of human life.
Thanks to this creative modification, Neoplatonism had a continuing and expanding influence after the death of the pagan intellectual culture. Already prior to Justinian's decision to close the school of Athens, the pagan philosophical tradition had become a rather marginal phenomenon in late antique civilization. Its practitioners were an esoteric group of intellectuals, nostalgic for the past glories of Hellenic culture, practicing magical rituals, and praying to old gods. Pagan Neoplatonism had become an ideology at the service of a disappearing civilization. Once this philosophy became integrated in the Christian culture, and later in the Muslim world, it gained a new importance, which Plotinus could never have foreseen.
See also Alcinous; Aristotle; Augustine, St.; Boethius, Anicius Manlius Severinus; Damascius; Gregory of Nazianzus; Gregory of Nyssa; Hellenistic Thought; Homer; Iamblichus; Liber de Causis; Medieval Philosophy; Metaphysics; Numenius of Apamea; Parmenides of Elea; Peripatetics; Philoponus, John; Plato; Plotinus; Porphyry; Proclus; Pseudo-Dionysius; Pythagoras and Pythagoreanism; Simplicius; Stoicism; Thales of Miletus.
Bibliography
For a bibliographical survey of recent studies, see Steel, Carlos, and Christoph Helmig. "Neue Forschungen zum Neuplatonismus (1995–2003)." Allgemeine Zeitschrift für Philosophie 29 (2004): 145–162; 225–247.
general
Armstrong, Arthur H., ed. The Cambridge History of Later Greek and Early Medieval Philosophy. Cambridge, U.K.: Cambridge University Press, 1967.
Beierwaltes, Werner. Platonismus in Christentum. 2nd ed. Frankfurt am Mainz: Klostermann, 2002.
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Dillon, John. The Golden Chain: Studies in the Development of Platonism and Christianity. Aldershot, U.K.: Variorum, 1990.
Dillon, John. The Great Tradition: further Studies in the Development of Platonism and Early Christianity. Aldershot, U.K.: Variorum, 1997.
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Wallis, R.T. Neoplatonism. London: Duckworth, 1972.
special
On individual authors, see the more than fifty volumes in the series Ancient Commentators on Aristotle, edited by R. Sorabji). London: Duckworth. Excellent biographical notes in Goulet, Richard, ed. Dictionnaire des philosophes antiques, 4 vols. Paris: Editions du Centre national de la recherche scientifique, 1994–2003.
Athanassiadi, Polymnia, ed. Damascius. The Philosophical History. Athens: Apameia 1993 (on the Athenian school after Proclus).
Armstrong, Arthur H. Plotin. Enneads. VII vol. Harvard University Press 1966–1988.
Dodds, E. R. Proclus. The Elements of Theology. 2nd ed. Oxford: Clarendon Press, 1963.
Hadot, Ilsetraut. Le problème du néoplatonisme Alexandrin. Hiéroclès et Simplicius. Paris: Etudes augustiniennes, 1978.
Hadot, Ilsetraut, ed. Simplicius, sa vie, son oeuvre, sa survie. Berlin: de Gruyter, 1987.
Saffrey, Henri Dominique, and Alain-Philippe Segonds, eds. Marinus. Proclus ou sur le bonheur. Paris: Les belles lettres, 2001. On the life of Proclus and the school of Athens.
Schibli, Hermann, ed. Hierocles of Alexandria. Oxford: Oxford University Press, 2002.
Steel, Carlos. The Changing Self. A Study on the Soul in later Neoplatonism: Iamblichus, Damascius and Priscianus. Brussels: Academie, 1978.
Thiel, R. Simplikios und das Ende der neuplatonischen Schule in Athen. Stuttgart: Steiner, 1999.
Carlos Steel (2005)
