Flood, The
FLOOD, THE
FLOOD, THE . Many peoples relate that floods accompany the end of a world. According to one Egyptian text, the world will disappear in the Nun, the divine water where the first god was formed (The Book of Going Forth by Day 175). For the Aztec and the Maya, the universe goes through several eras, separated from each other by the invasion of waves. India has successive creations, in which everything is abolished by a vast expanse of water; this water then constitutes the ocean from which the next creation will arise (Mahābhārata 3.188.80, 3.189.42).
Several tales associate humans with this universal drama. The god Faro of the Bambara holds back the waters that will one day submerge the earth, to make way for the future world; warned of this occurrence, people must arm themselves with objects that will ensure their salvation. Iranian texts evoke the snows and floods that will cover the world at the end of a cosmic millennium; in anticipation of this crisis, Yima brings together a number of men in a hidden domain; they will survive and ensure the rebirth of humanity in the next millennium (Vendidad 2.22–41). A famous tale from the Mahābhārata makes Manu, the very symbol of man, the sole survivor of the flood; it is he who, through his spiritual austerities, will become the author of the new creation (Śathapatha Brāhmaṇa 1.8.1–6; Mahābhārata 3.190.2–56; Bhāgavata Purāṇa 8.24).
The most numerous narratives, however, deal with another sort of flood. They are more limited and find the full sense of their meaning in the history of mankind. They constitute one of its major expressions; for mankind, there is an antediluvian and a postdiluvian world.
The Antecedents of the Flood; Its Causes
Blunders sometimes characterize the beginning of a cosmogony, for example, the first union and first births of the Japanese deities Izanagi and Izanami, in the Kojiki. In an Indonesian myth, divine patriarchs came down one day from the heavens to the earth that was emerging from the waters. The first of them perched himself on the southern extremity and unbalanced it, so that it was inundated by the waves. The second placed himself at the other extremity as a counterbalance, but it folded up; the northern part plunged into the waves while the middle rose up. It was not until the last two patriarchs settled down in the central region that the earth recovered its flatness and stability.
In an equally awkward way, the gods began several times to create humanity on several occasions; floods are one of the means that they used to destroy the unfortunate results of their initial endeavors. After creating the heavens and the earth in darkness, say the Quechua peoples of South America, the god Viracocha made human beings too big; he turned some into statues and destroyed the rest with a flood. In the Popul Vuh, the sacred book of the Maya, formative or progenitor spirits create the first animated mannequins. These lived and procreated, but "this was only a trial, an attempt at humanity." They disappeared in the course of a complex series of events, in a vast inundation (Popol Vuh 3–4). Instead of annihilating an imperfect humanity, sometimes the creator god tries to improve it; he eliminates the defective humans by use of a flood. When everything seemed to be complete, say the Desána of South America, a number of plagues overcame the world, and evil beings ravaged humankind. Seeing the suffering of those he had created, Sun brought on a flood that drowned all the living, and then a fire that burned everything. There were survivors, however, and the god had them brought up.
In most of the myths, the flood occurs after a more complex series of events in which human behavior plays a decisive role, although humans are not necessarily at fault. In one Philippine story, the god of the sky causes a flood to destroy humanity because it was becoming too numerous. In a Mesopotamian myth, the growth of humanity is accompanied by a perturbation that tires out the gods; to destroy it, they unleash several catastrophes, the last of which is a flood (Lambert and Millard, 1969). Usually, however, humans commit some characteristic error. They refuse to give a god what he asks of them, show almost no compassion for the unfortunate, take to evil, or disobey religious and moral laws. In Genesis, it is because of the evil in humans that God wished to wipe them out (Gn. 6:1–7, 6:17).
The Survivors
In myths where the flood is supposed to destroy the original, defective humankind, sometimes the latter disappears completely. In other cases, there are one or more survivors.
The existing tales do not state what all the qualities are that earned the survivors this privilege. The more explicit stories, however, attribute particular traits to them. The Greek Deukalion was a son of the god Prometheus (Lucian, De dea Syria 12ff.). A close relationship joins Atrahasis or Utanapishtim to the Mesopotamian god of waters, the sage Enki-Ea (Epic of Gilgamesh, tablet 11; Lambert and Millard, 1969). Furthermore, they themselves seem to possess an eminent wisdom. The merits of the survivors are more evident elsewhere. Alone among humans, they give the gods what they ask. In Hindu myth, Manu is a great ṛṣi. A lengthy practice of asceticism raises him above his fellow mortals; he is able to recognize and save the divine being who, in the form of a fish, requests his protection. The biblical Noah by contrast is the only just man in an evil humanity.
The Postdiluvian World
It has been seen that when the flood destroys a world and all of humanity, it sometimes precedes the creation of a new universe. It appears to separate two successive eras within a cyclical time. On this point, however, matters are not always clear. Although the Egyptian Nun, into which the world will disappear, is identical to the primordial waters, it is not clear that another world will ever emerge from it. A Carib myth says that humans will one day disappear with the entire universe, which does not seem to leave any hope of a new beginning; a flood that has already taken place to punish human evil simply warns them of the final catastrophe, for which humankind will also be to blame.
What happens when floods are linked more specifically to the fate of mortals? In some cases, the gods, after completely destroying the original human species, create another one; in other cases, the survivors themselves must ensure the survival of the human race.
This is not always a matter of course. When only one person escapes death, a miracle is needed to provide that person with offspring. In a Jivaroan myth, the solitary man plants a part of his own flesh in the earth; from this a woman is born, with whom he couples. Other South American Indians relate that the woman came from bamboo. After the destruction of the world in Hindu myth, Manu feels the desire for posterity. He gives himself over to ascetic practices and offers a sacrifice. In the year that follows, a woman is born, approaches him, and says, "I am your daughter." He begets upon her the race of his descendants by practicing more spiritual austerities.
Things are less unusual when either a couple or numerous individuals escape death; in this case the conditions of natural procreation are fulfilled. However, it may be observed that the salvation of the survivors is in itself a marvel; in many cases, they owe their survival to divine intervention. In Australian Aboriginal myth, only the ancestors survive the flood: By eliminating their evil descendants, the inundation permits a return to origins, from which humankind will be able to start anew. Many myths attribute qualities to the survivors that set them apart: Their descendants will be the products of a process of selection. In short, even when the present humanity issues from antediluvian mankind, it constitutes a second race.
Thus, in the history of humankind, just as it sometimes happens in the history of the cosmos, a destructive flood precedes a sort of new creation. The story of Genesis is a good example; Yahveh repeats to Noah's family the words he had spoken to Adam and Eve: "Be fecund, multiply on the earth and rule it" (Gn. 9:1ff.; cf. 1:28). But this new beginning is unique; when on the scale of humanity, there no longer cyclical time. This is evident in the biblical concept: The flood takes place within a linear history that goes from an absolute beginning to a definitive end.
The Position of Postdiluvian Humanity
When the flood is supposed to correct the effects of an initial blunder, it fulfills a positive function and is part of progress. In this case, however, it must be noted that the second race is imperfect; it commits errors and undergoes many vicissitudes. In Quechua myth, the new men ignore Viracocha and do not venerate him. This is why the god causes a fire to fall from the heavens, which burns the earth; only those who beg for mercy are spared. The position such myths ascribe to present-day humanity is similar to that found in the other types of stories.
The flood sometimes appears to be a part of a more general degradation. On the original earth, say the Guaraní of Paraguay, people lived close to the gods. Then incest unleashed a series of events, after which the flood wiped out humanity. A new earth was then created, the land of evil reserved for humans. This pessimistic viewpoint is not common. More typically the flood follows a period of degradation and puts an end to it.
In all types of the myth, the new humanity exhibits traits that distinguish it from the old. Not only is it civilized, but many tales associate the flood with the origins of civilization itself. Viracocha teaches the rudiments of civilization to the second Quechua race he has just created, and the Popul Vuh relates how Maya civilization developed during the second humanity. In a myth of the Desána of Colombia, the sun god sends his daughter among the survivors of the flood to teach them the rules of living. Similarly, after a flood and other catastrophes, in a myth of the Fali of Chad and Sudan, the high god makes an ark descend from the heavens with the rain. This ark contains the symbol of all plant species, of wild and domesticated animals, and of the metals and tools of the smithy. Even in the pessimistic Guaraní myth, the man who survives the flood makes manioc, maize, and sweet potatoes appear.
In other narratives, the culture hero and the being who saves humanity from the flood are one and the same. This dual role appearsin stories told among African peoples and among American Indians. In Greek myth, Prometheus is not only the hero who gives fire to humans and teaches them the arts of civilization; it is also he who teaches Deukalion how to escape the flood.
Several peoples undoubtedly knew of the existence of an antediluvian civilization. The Mesopotamians list the kings prior to the cataclysm, while the Hebrews tell the story of those who, compelled to work, have succeeded each other on the earth up to Noah. But in these cases too, the flood is associated with the history of civilization. Ea, the god who saves Utanapishtim, had been the protector of the wise men of old, to whom Utanapishtim himself could be related; Gilgamesh, who met him, transmitted an antediluvian wisdom to humanity. The survivor of the Sumerian flood, Atrahasis, takes "the master craftsmen" with him in his ark. Noah is "the farmer." After the flood, his family receives moral laws: This is when homicide is clearly prohibited, when meat as well as plants are offered as food to humankind, and when the rules of slaughter are prescribed.
In addition, humanity finds itself in a new position vis-à-vis the gods. According to the Guaraní myth, before the flood people lived with the gods on earth; on the second earth, they are alone. For many Australian peoples, the flood coincides with the withdrawal of the "dema deity," who abandons earth for a celestial dwelling. In the biblical tale itself, the flood is the culmination of events that begin with the expulsion of Adam and Eve from Paradise; it follows the murder by Cain and other occurrences. In mentioning these misfortunes Yahveh repents for having created humanity.
The Greek myths make a correlation between this rupture and the origin of civilization. The events that include the flood give rise to both of them. Prior to them, humans received everything that was necessary for their subsistence from the gods and did not have to work at all. Separated from the gods, they must now toil in order to live, but they have learned the arts that will let them provide for their own needs.
The separation that accompanies the flood is not absolute, however. At the end of the inundation, there is a new sort of relation flourishing between humans and gods. Those who beg mercy of Viracocha while he burns them acknowledge his divinity, whereas before they had neglected him. The procedures of the cult of the dema deities are defined after their separation, at the end of the Australian floods. Furthermore, the aurora borealis then becomes a sign for humankind of the dema s' disposition. The daughter whose birth is brought about by Manu's spiritual austerities bears the name of a ritual offering and also symbolizes it. By committing the act that unleashes the entire process of separation between humans and gods—the unequal allotment of a bovine—Prometheus makes a gesture to which the ritual of the great Greek sacrifices will refer: By bringing fire to mortals he gives them the instrument necessary for the burning of victims. At the end of the flood, his surviving son, Deukalion, celebrates the first sacrifice, and several traditions see in him the founder of cults. When the Mesopotamian flood has ended, Utanapishtim makes a sacrifice whose ritual is described in detail by the myth. Similarly, "Noah built an altar to the Lord, and took of every clean animal and of every clean bird, and offered burnt offerings on the altar" (Gn. 8:20). In addition, Yahveh makes an agreement with him that encompasses all of humankind to come, and of which the rainbow will remain a sign visible to the eyes of humans.
The Forms of the Flood and the Function of the Diluvial Waters
The flood is not the only catastrophe with which the gods threaten to wipe out humanity. As the Egyptian wise men supposedly told Solon, "Men were destroyed and will be destroyed again in many ways; fire and water were the instruments of the most serious destructions" (Plato, Timaeus 22c). In some tales the flood itself is associated with other scourges, especially the burning of the earth. In the epic of Atrahasis it follows a plague and terrible droughts. Nevertheless, the myths return to the image of destruction by water, with particular frequency.
The diluvial waters are not just any water. As has been seen, the water into which the world disappears at the end of its existence coincides with the primordial water. The earth that the Indonesian patriarch unbalanced is an insular earth, located in the original ocean whose waves invade it.
If the flood takes the form of rain, as is often the case, this rain comes from the heavenly waters and can be accompanied by a brutal ascent of underground waters as well. "Nergal tears the beams from the heaven, Ninurta makes it unlock its dams … the foundations of the earth are broken like a shattered jar," reads a passage in the Epic of Gilgamesh. Genesis continues: "All the fountains of the great deep burst forth and the windows of the heavens were opened" (Gn. 7:11). The Greek poet Nonnus (early fifth century ce) expresses the same notion. The world is thus submerged by the waters that surround it on all sides. According to some myths, these cosmic waters are the very same primordial waters that were thrown back to the periphery of the universe at the creation.
The diluvial waves thus possess the virtues of water in all their original vigor. It is not only that they can be destructive, as when at the end of the world they reduce everything to a state of original indifferentiation. They are also capable of fulfilling an amniotic function, when a new creation succeeds this annihilation. Perhaps their cathartic nature can be seen in their elimination of the bad elements of the human race. Their generative strength is manifested in the marvelous rebirth and proliferation of a purified humanity. They can, finally, play a role in the immortalization of heroes who have lived through the flood and survived. The brother and sister whose incestuous union provoked the flood of the Guaraní myth went into the water, in animal form, and were deified. The Mesopotamian survivors, Utanapishtim and his wife, also became immortal.
Conclusion
The influence peoples have exercised over each other in the course of history is not enough to explain why myths of the flood are present on every continent. In order to account for this, some authors have supposed that everywhere people preserve the memory of distant prehistoric catastrophes that destroyed the universe or vast regions of the earth. Such an explanation strikes this writer as misguided. For it to be pertinent, one would have to be able to explain in similar fashion the other mythic scourges that have imperiled humanity: the burning of the earth, for example, or the rage of a goddess in the form of a lion, as in an Egyptian myth about the destruction of humankind.
By resorting to this type of explanation, one also neglects the very thing that makes the flood so significant: the return of the world to its original state, in the case of cosmic destructions, and, in the case of destructions that have a special impact on humankind, the idea of an original intimacy between humans and gods, the idea of their separation, and, finally, the belief that a relationship unites them despite this separation. Mythic thought uses the narrative to express these basic intuitions and elaborate on them. Commonplace occurrences, such as epidemics, ravishing fires, droughts or floods, the fear of wild animals, furnish it with vehicles for this purpose. Among such vehicles, the symbolic richness of water confers a special status to the image of the flood.
See Also
Bibliography
Eliade, Mircea. "The Waters and Water Symbolism." In his Patterns in Comparative Religion, pp. 188–215. New York, 1958.
Gerland, Georg. Der Mythus der Sintflut. Bonn, 1912.
Ginzberg, Louis. The Legends of the Jews, vol. 1 (1909). Translated by Henrietta Szold et al. Reprint, Philadelphia, 1937. See pages 145–167.
Keeler, Clyde E. Secrets of the Cuna Earthmother: A Comparative Study of Ancient Religion. New York, 1960. See pages 59–82.
Lambert, W. G., and A. R. Millard. Atra-Hasis: The Babylonian Story of the Flood. Oxford, 1969.
Müller, Werner. "Die ältesten amerikanschen Sintfluterzählungen." Ph.D. diss., Rheinische Friedrich-Wilhelms-Univer-sität Bonn, 1930.
Osborne, Harold. South American Mythology. Feltham, England, 1968. See pages 100–105.
Pratt, Jane Abbott. Consciousness and Sacrifice: An Interpretation of Two Episodes in the Indian Myth of Manu. New York, 1967. See pages 3–33.
Robinson, Roland, et al. Aboriginal Myths and Legends. Melbourne, 1966.
Usener, Hermann. Die Sintflutsagen. Bonn, 1899.
Villas Boas, Orlando, and Claudio Villas Boas. Xingu: The Indians, Their Myths. Edited by Kenneth S. Breecher. New York, 1970.
New Sources
Huggett, Richard J. Cataclysms and Earth History: The Development of Diluvialism. Oxford; New York, 1989.
Pleins, J. David. When the Great Abyss Opened: Classic and Contemporary Readings of Noah's Flood. Oxford; New York, 2003.
Jean Rudhardt (1987)
Translated from French by Erica Meltzer
Revised Bibliography
