Tokyo watchdog raps DKB

From: The Independent - London | Date: November 14, 1998| Author: Andrew Garfield | Copyright information

JAPAN'S Securities and Exchange Surveillance Commission is recommending that disciplinary action be taken against Dresdner Kleinwort Benson, the City investment bank, for falsifying reports on mispriced client trades.

The exact action will now have to be decided by the Ministry of Finance, to whom the case has been referred. However, at least one firm has in the past been suspended from trading for two to three days for very similar offences.

The offences relate to 18 share trade...

Read all of this article with a FREE trial to HighBeam Research

Related newspaper, magazine, and journal articles from HighBeam Research

AFL: Bulldogs post financial loss in 2002
AAP Sports News (Australia) ; 00-00-0000 AFL: Bulldogs post financial loss in 2002 MELBOURNE, Aug 24 AAP - Cash-strapped AFL club the Western Bulldogs would record a sizeable financial loss in 2002, president David Smorgon said. Smorgon said the Bulldogs' financial plight would also mean the club would take a backseat role in
Optibase sees loss on investments: The company announced that it would decrease its holdings in structured notes and corporate bonds and that it may realize a financial loss as a result.
Globes (Tel Aviv, Israel) ; Byline: Shiri Habib Aug. 13--Was it pressure from investment institutions that made Optibase Ltd. (Nasdaq: OBAS) change its investment strategy? Last Thursday, the video streaming and IPTV solutions company announced that it would decrease its holdings in structured notes and corporate bonds and
AFL: Saints record massive financial loss
AAP Sports News (Australia) ; AAP Sports News (Australia) 11-30-2001 AFL: Saints record massive financial loss St Kilda has become the latest AFL club to post a massive financial ...
Online Line Fraud Continues to Be a Concern
Community Banker ; According to a new report issued by the Federal Bureau of Investigation, 207,492 complaints were filed during 2006 concerning Internet crimes. This number of complaints, while down by a little more than 10 percent from 2005, is the highest so far based on financial loss. The sixth annual Internet
Football: NOR-WAY IT CAN PAY IFA.(Sport)
The Mirror (London, England) ; Byline: ORLAN BANNON THE cash-strapped IFA are preparing to take a financial loss in order to stage tomorrow night's international against Norway. It's understood just over 5,000 tickets have been sold so far and IFA President Jim Boyce revealed that 10,000 fans were needed just to break even. The