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Defense: Feds failed to prove case Vigil's attorneys file motions asking judge to dismiss charges
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Prosecutors in the corruption trial of former state Treasurer
Robert Vigil took 14 days to outline their case, rolling in dollies
of documents, playing hours of tapes and calling 23 witnesses.
Vigil's defense team took no time at all. Without calling a single
witness, it rested its case Wednesday in U.S. District Court in
Albuquerque. "The government failed to even come close to meeting
their burden that Robert committed a crime beyond a reasonable
doubt," Sam Bregman, one of Vigil's attorneys, explained afterward.
"Therefore, there is no need for any additional testimony." Bregman
said the ...
Related newspaper, magazine, and trade journal articles from HighBeam Research
(Including press releases, facts, information, and biographies)
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Conference Call: AARP seeks regulation of all investment advisers.(News)
; ...comprehensive regulation of investment advisers. ``In general, we believe...for the regulation of investment advisers,'' Charles Leven, AARP...seeking regulation of investment advisers ``and others who provide...
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SEC Proposes New Rules For Investment Advisers
; ...yesterday moved to tighten regulation of investment advisers, proposing new rules to protect...investments. The rules would require all investment advisers to study their clients' finances...of the nation's 21,000 registered investment advisers, he said. A principal target of...
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New legislation means some relief for investment advisers
; ...law. Title IlI of this bill, the Investment Advisers Supervision Coordination Act "IASCA...provides regulatory relief for investment advisers and increases uniformity in state...makes long awaited amendments to the Investment Advisers Act of 1940 and will be of great...
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New regulations for "investment advisers"
; ...Securities and Exchange Commission as investment advisers may be affected by securities reform...creates a new regulatory framework for investment advisers by reallocating oversight responsibilities...responsibility for supervision of investment advisers who advise mutual funds or ...
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Tougher Rules Proposed For Investment Advisers
; ...designed to prevent fraud by investment advisers. The first proposal would expressly prohibit investment advisers from making unsuitable recommendations...arrangements under which only the investment advisers, and not the clients, receive...
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Fix disparate regs that govern broker-dealers and investment advisers, authors suggest; Plan calls for creating a uniform registration requirement.(News)
; ...broker-dealers and their reps and registered investment advisers - is broken, and needs overhauling...of regulating broker-dealers and investment advisers serves neither investors nor the...clients commissions, and registered investment advisers, who charge fees, one consultant...
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DOL Announces Procedure for State-Registered Investment Advisers to Obtain ERISA Investment Manager Status
; ...a new procedure state-registered investment advisers must follow in order to obtain investment...Nov. 10, 1997, state-registered investment advisers seeking investment manager status...new filing requirement applies to investment advisers who manage less than $25 million...
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New inv. adviser legislation brings regulatory changes. (Investment Advisers Coordination Act)(International Association for Financial Planning Convention Report)
; ...President Clinton's signing of the Investment Advisers Supervision Coordination Act on...for more uniform state rules for investment advisers, and will become effective on April...treatment of state regulation of investment advisers the bill brings are: * A national...
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Investment Advisers Face Standardized Tests to Hang Shingle.(Knight Ridder/Tribune Business News)
; ...There were hardly any registered investment advisers, said McDonald, a Certified Financial...Planners, who must pass rigorous exams, investment advisers have never had to prove they actually...exam that will require would-be investment advisers to prove their knowledge of investing...
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A Compliance Guide to the Investment Advisers Act of 1940
; ...to provide guidance for investment advisers to hedge funds on complying...adopted, will require the investment advisers to most hedge funds to...with the SEC. Under the Investment Advisers Act of 1940, registered...
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