In Desperate Times: More Savvy and Cooperation at the SEC.(Securities and Exchange Commission investigations)

California CPA | December 1, 2001| | Copyright

"Tempt not a desperate man," wrote Shakespeare in "Romeo and Juliet." In today's dog-eat-dog economy, burdened by daily dot-com failures and the increasing instability of the markets in the aftermath of the terrorist attacks of Sept. 11, temptations and "desperate companies" abound.

By honoring Shakespeare's admonition, the SEC is becoming more savvy at recognizing the fraudulent techniques of financially desperate companies, and at the same time, more understanding of the effects of desperate times, by offering a way out of prison terms and other harsh penalties ...

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