LPL reps on Pershing platform are seeking new B-D homes; Some 200 plan to migrate to other firms, but most are expected to stay.(News)

Investment News | August 24, 2009 | Copyright

Byline: Lisa Shidler

In the wake of a decision last month by LPL to bring in-house the clearing function at three subsidiary broker-dealers, about 200 financial advisers at those firms have moved to other firms or are planning to do so.

Some 1,700 advisers at the three broker-dealers acquired by Boston-based LPL Investment Holdings Inc. in 2007 Associated Securities Corp. of El Segundo, Calif., Mutual Service Corp. of West Palm Beach, Fla., and Waterstone Financial Group of Itasca, Ill. use the technology and operations platform of Jersey City, N.J.-based ...

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