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Recent NASD arbitration awards reinforce securities brokers' rights as employees. (National Association of Securities Dealers)
From:
Los Angeles Business Journal
| Date:
September 16, 1996| Author:
Blumenfeld, Michael
| COPYRIGHT 1996 CBJ, L.P. This material is published under license from the publisher through the Gale Group, Farmington Hills, Michigan. All inquiries regarding rights should be directed to the Gale Group.Copyright information
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In an era of intense scrutiny by the courts and society, in general, of employer-employee relationships and interaction in the workplace, the securities industry has managed to limit the exposure and accountability to which employers within virtually every other industry in this country have been subjected. This has resulted not from mere happenstance, but through concerted action by brokerage firms, which more than a century ago first created a system to arbitrate all disputes and, t...
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